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DLT, Beyond Settlement: A Roundtable Write-up

Sister publication Global Trading sponsored a Thought Leadership Roundtable entitled DLT: Beyond Settlement. The event took place October 3 at the ASX office in Sydney.

Traders Poll

As the retail brokers have raced to lower commissions to zero for trades, will this translate into a profound change in the institutional equity marketplace?

Yes

40%

No

32%

A slight change at best

28%

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News

RETAIL REPORT: Schwab Set to Buy Rival TD Ameritrade

The deal would create a mega-retail brokerage behemoth with upwards of $5.1 trillion in assets between the two.

Advisor Retirements Expected to Set More Than One-Third of Industry Assets in Motion

To retain assets, broker/dealers should consider rookie advisor recruiting efforts, advisor teaming, and succession planning tools.

RETAIL REPORT: TradeZero America Appoints Apex Clearing as Custodian Partner

Apex will clear TradeZero's executions.