Tony Sio, Head of Regulatory Strategy and Innovation, Nasdaq Surveillance, Author at Traders Magazine

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TECH TUESDAY: Looking Ahead: Preparing for Regulatory Change in the New Year

TECH TUESDAY: Looking Ahead: Preparing for Regulatory Change in the New Year

December 19, 2023

SEC’s 2024 Examination Priorities: Key Trends and Changes

SEC’s 2024 Examination Priorities: Key Trends and Changes

November 28, 2023

TECH TUESDAY: Top 3 Compliance Challenges in the Next 12 Months

TECH TUESDAY: Top 3 Compliance Challenges in the Next 12 Months

October 24, 2023

TECH TUESDAY: A Regulatory View of PTFs

TECH TUESDAY: A Regulatory View of PTFs

September 5, 2023