facebook linkedin twitter
Thursday, November 21, 2024
facebook linkedin twitter

Regulation

    As the stock and other financial markets evolve, check out the latest rules from the SEC, Finra, FSA, IIROC and other regulators that affect trading.

    Latest
    The Biggest Compliance Traps That You Don’t Even Know Are Happening at Your Firm

    The Biggest Compliance Traps That You Don’t Even Know Are Happening at Your Firm

    Europe Trip Takeaways and the Development of Consolidated Tape

    Europe Trip Takeaways and the Development of Consolidated Tape

    SIFMA, EY Publish U.S. Treasury Clearing Compliance Considerations Report

    SIFMA, EY Publish U.S. Treasury Clearing Compliance Considerations Report

    Hedge Funds More Concerned About Risk Management, Regulation

    Hedge Funds More Concerned About Risk Management, Regulation

    SEC Charges Invesco Advisers for Making Misleading ESG-Related Statements

    SEC Charges Invesco Advisers for Making Misleading ESG-Related Statements

    FIA Objects to Approval of CME’s FCM License

    FIA Objects to Approval of CME’s FCM License

    SEC Moves to Improve Risk Management, Resilience of Covered Clearing Agencies

    SEC Moves to Improve Risk Management, Resilience of Covered Clearing Agencies

    SEC Chair Comments on Equity Market Structure
    Traders Feature

    SEC Chair Comments on Equity Market Structure

    SEC Approves Options on Bitcoin ETFs

    SEC Approves Options on Bitcoin ETFs

    The Investment Association Publishes Position Paper on T+1

    The Investment Association Publishes Position Paper on T+1

    Load more

    MOST READ

    ✕

    SUBSCRIBE FOR TRADERS MAGAZINE EMAIL UPDATES

    [activecampaign form=12]