facebook linkedin twitter
Tuesday, December 24, 2024
facebook linkedin twitter

Regulation

    As the stock and other financial markets evolve, check out the latest rules from the SEC, Finra, FSA, IIROC and other regulators that affect trading.

    Latest
    Outlook 2025: Andrew Waters, TradingHub

    Outlook 2025: Andrew Waters, TradingHub

    SEC Office of the Investor Advocate Issues Report on 2024 Activities

    SEC Office of the Investor Advocate Issues Report on 2024 Activities

    Paul Atkins’ SEC Nomination is ‘Regulatory Singularity’

    Paul Atkins’ SEC Nomination is ‘Regulatory Singularity’

    ICI Welcomes Paul Atkins as SEC Chair Nominee

    ICI Welcomes Paul Atkins as SEC Chair Nominee

    SEC Approves 24 Exchange
    Traders Feature

    SEC Approves 24 Exchange

    SIFMA Statement on Issuance of Revised No-Action Relief for SEC Rule 15c2-11

    SIFMA Statement on Issuance of Revised No-Action Relief for SEC Rule 15c2-11

    SEC Charges Three Broker-Dealers with Filing Deficient Suspicious Activity Reports

    SEC Charges Three Broker-Dealers with Filing Deficient Suspicious Activity Reports

    SEC Chair Gensler to Depart Agency on January 20

    SEC Chair Gensler to Depart Agency on January 20

    The Biggest Compliance Traps That You Don’t Even Know Are Happening at Your Firm

    The Biggest Compliance Traps That You Don’t Even Know Are Happening at Your Firm

    Europe Trip Takeaways and the Development of Consolidated Tape

    Europe Trip Takeaways and the Development of Consolidated Tape

    Load more

    MOST READ

    ✕

    SUBSCRIBE FOR TRADERS MAGAZINE EMAIL UPDATES

    [activecampaign form=12]