TECH TUESDAY: The Impact of the SEC’s Tick Regime Proposal on ETFs
'Breaking the tick' might actually make ETFs more, not less, equal.
TECH TUESDAY: Digital Assets Technology Trends
Emerging asset classes need proper technology, governance controls, and operational processes to gain investor acceptance.
TECH TUESDAY: Data, Analytics Boost Financial Advisors’ Efficiency
Nasdaq’s Fundinsight platform aims to provide financial advisors (FAs) more time for direct client contact.
TECH TUESDAY: Surveilling Social Media
Meme stock craze underscored the potential for market manipulation.
TECH TUESDAY: Monitoring for Manipulative Trading Comes to the Fore
FINRA report underscores importance of getting surveillance systems and processes right.
TECH TUESDAY: Initial Review of SEC Market Structure Proposals
Nasdaq webinar assessed each proposal for its market implications.
TECH TUESDAY: A Data-Driven Summary of the SEC’s New Proposals
Nasdaq's Phil Mackintosh summarizes how rule changes could change how retail stock trading works in the U.S.
TECH TUESDAY: Digital Transformation Changes Complexion of Risk
Capital markets industry’s technology re-architecture presents challenges, and opportunities, for modern risk platforms.
TECH TUESDAY: BridgeWise Raises $13MM to Transform Global Equity Research
Funding will help the company push its generative AI-powered equity research platform into new global markets.
TECH TUESDAY: Checklist: 7 Processes Surveillance Teams Need in Place, According to Regulators
Regulators have increasingly focused on the systems and processes that market participants use to monitor their own activity.
