TECH TUESDAY: Comments on SEC’s Proposed Ban on Exchange Volume Discounts for Brokers Reveal...
There are concerns about an erosion in market quality as well as adverse interactions with other proposed rule changes.
TECH TUESDAY: 2024 Macro Outlook
The setup is "far less exciting" than it was a year ago, portending a slower market.
TECH TUESDAY: Looking Ahead: Preparing for Regulatory Change in the New Year
Financial firms should adopt a proactive and comprehensive approach to regulatory change.
TECH TUESDAY: Technology Drives Carbon Market Development
Contract standardization and better trading infrastructure are among market needs being addressed by innovation.
TECH TUESDAY: Nasdaq Migrates GEMX Options Exchange to Cloud
Latest technology upgrade addresses the market's need for increased throughput and resiliency.
SEC’s 2024 Examination Priorities: Key Trends and Changes
Market participants can help ensure compliance by aligning practices with regulatory priorities.
TECH TUESDAY: Firms Mobilize Employees — to Volunteer
Nasdaq GoodWorks is an example of a broader trend of companies partnering with their employees to help local causes.
TECH TUESDAY: Gatekeepers of the Securities Markets
Broker-dealers need controls and surveillance to monitor customers' trading flow and identify potential abuses.
TECH TUESDAY: State of the Options Market at Nasdaq
Takeaways from the 2023 SIFMA Market Structure Conference: An expanded product suite, extended trading hours, and robust technology are enabling strong demand for trading.
TECH TUESDAY: Tighter Regulation Prompts Brokers to Reassess Their Technology
Market participants need to do more compliance with less resources, which calls for optimization of tech stacks.
