TECH TUESDAY: Firms Mobilize Employees — to Volunteer
Nasdaq GoodWorks is an example of a broader trend of companies partnering with their employees to help local causes.
TECH TUESDAY: Gatekeepers of the Securities Markets
Broker-dealers need controls and surveillance to monitor customers' trading flow and identify potential abuses.
TECH TUESDAY: State of the Options Market at Nasdaq
Takeaways from the 2023 SIFMA Market Structure Conference: An expanded product suite, extended trading hours, and robust technology are enabling strong demand for trading.
TECH TUESDAY: Tighter Regulation Prompts Brokers to Reassess Their Technology
Market participants need to do more compliance with less resources, which calls for optimization of tech stacks.
TECH TUESDAY: Top 3 Compliance Challenges in the Next 12 Months
Nasdaq's 2023 Global Compliance Survey finds new regulatory reporting and administrative requirements are an oft-cited challenge.
TECH TUESDAY: The Next Era for ETFs
STA panel covered trends such as the rise of actively managed ETFs and increased institutional adoption of ETFs.
TECH TUESDAY: Driving Transformation Through the Modernization of Markets
Nasdaq's Tal Cohen previews his Oct. 12 interview at the Security Traders Association's market structure conference.
TECH TUESDAY: Rule 15c3-1 in Focus
Brokers’ capital requirements haven’t changed, but the tools and technology to manage risk and prove compliance are ever-evolving.
TECH TUESDAY: Technology, Innovation Drive Compliance Forward – Key Takeaways from Nasdaq’s 2023 Global...
Trading and investing firms increasingly consider compliance a core strategic function.
TECH TUESDAY: 2023 is a Pivotal Year for Carbon Removal
New Puro.earth e-book highlights that collective action, innovation, and commitment are needed.
