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Sunday, December 22, 2024

Traders Magazine

DEPARTMENTS
- All ALGOS/DMA Brokerage Buyside Cannabis Clearing Commentary commissions/TCA crossing networks Cryptocurrencies Digital Assets Equities ETFs Fixed Income foreign exchange FX Options People Regulation Technology Trading Reimagined Trading Venues
  
  Outlook 2025: Steve Sanders, Interactive Brokers
  
  Outlook 2025: George Rosenberger, Broadridge
  
  EXECUTION MATTERS: Year-End Not So Quiet for Markets
  
  Outlook 2025: Magnus Haglind, Nasdaq
FLASH FRIDAY
TECH TUESDAY
Newsletter

Departments
Brokerage

Sell Side Preps for Next CAT Deadline

By

John D'Antona Jr.

-

November 22, 2019

TAGS
audit trail
CAT
SEC

Previous article2019 Women in Finance Awards Announced

Next articleWeekly Corporate Event Highlights

John D'Antona Jr.

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