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Traders Magazine

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- All ALGOS/DMA Brokerage Buyside Cannabis Clearing Commentary commissions/TCA crossing networks Cryptocurrencies Digital Assets Equities ETFs Fixed Income foreign exchange FX Options People Regulation Technology Trading Reimagined Trading Venues
  
  Bloomberg Data Integrated with FundApps’ Shareholding Disclosure Platform
  
  Shining a Spotlight on the Client Commission Costs of CSA/Soft Dollar Aggregation Platforms across Asset…
  
  Almost All Year-End Bonuses to Rise
  
  Europe Trip Takeaways and the Development of Consolidated Tape
FLASH FRIDAY
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Departments
Brokerage

Sell Side Preps for Next CAT Deadline

By

John D'Antona Jr.

-

November 22, 2019

TAGS
audit trail
CAT
SEC

Previous article2019 Women in Finance Awards Announced

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John D'Antona Jr.

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