broker dealer Archives - Page 2 of 4 - Traders Magazine

Citi Reorganizes Equities and Securities Services Business Under Two Leaders.

Citi Reorganizes Equities and Securities Services Business Under Two Leaders.

May 11, 2020

Exploring the Investor Impact of an SEC Rule Proposal

Exploring the Investor Impact of an SEC Rule Proposal

May 1, 2020

DASH Regulatory Technologies Launches SaaS-Based Version of Regulatory Capital Compliance Suite

DASH Regulatory Technologies Launches SaaS-Based Version of Regulatory Capital Compliance Suite

April 28, 2020

SEC Provides for Phased CAT Broker-Dealer Reporting Timelines with Conditional Exemption for Impacts of COVID-19

SEC Provides for Phased CAT Broker-Dealer Reporting Timelines with Conditional Exemption for Impacts of COVID-19

April 21, 2020

JonesTrading Taps Brian Cilento to Head New Private Markets Group

JonesTrading Taps Brian Cilento to Head New Private Markets Group

April 15, 2020

ON THE MOVE: Meraki Global Gets Savitz to Co-Head Trading

ON THE MOVE: Meraki Global Gets Savitz to Co-Head Trading

April 7, 2020

Matrix Executions Releases Next-Generation Routing Algo Rack

Matrix Executions Releases Next-Generation Routing Algo Rack

March 4, 2020

FINRA Releases Targeted Examination Letter on Zero Commissions

FINRA Releases Targeted Examination Letter on Zero Commissions

February 24, 2020

IHS Markit and Yieldbroker Enhance AUD/NZD TCA

IHS Markit and Yieldbroker Enhance AUD/NZD TCA

February 4, 2020

SEC Office of Compliance Inspections and Examinations Publishes Paper

SEC Office of Compliance Inspections and Examinations Publishes Paper

January 31, 2020

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