facebook
linkedin
twitter
DEPARTMENTS
ALGOS/DMA
Brokerage
Buyside
Cannabis
Clearing
Commentary
commissions/TCA
crossing networks
Cryptocurrencies
Digital Assets
Equities
ETFs
Fixed Income
foreign exchange
FX
Options
People
Regulation
Technology
Trading Reimagined
Trading Venues
FLASH FRIDAY
TECH TUESDAY
Newsletter
Search
Thursday, November 21, 2024
facebook
linkedin
twitter
Traders Magazine
DEPARTMENTS
All
ALGOS/DMA
Brokerage
Buyside
Cannabis
Clearing
Commentary
commissions/TCA
crossing networks
Cryptocurrencies
Digital Assets
Equities
ETFs
Fixed Income
foreign exchange
FX
Options
People
Regulation
Technology
Trading Reimagined
Trading Venues
Broadridge Significantly Enhances Structured Product Trading Capabilities
The Rise of Retail – The US Perspective: The Full Picture of On-Exchange Retail Trading
Northern Trust Launches Enhanced Collateral Management Solution
TrendSpider Launches AI Strategy Lab
FLASH FRIDAY
TECH TUESDAY
Newsletter
Tag: CAT
SS&C Technologies Powers Mid Atlantic Capital’s FINRA CAT Reporting
June 26, 2020
Sterling Trading Tech Certified for CAT Production by FINRA
June 9, 2020
ASA Sues Over SEC Audit Trail Privacy
May 20, 2020
SIFMA Comments on CAT Reporter Agreement
May 14, 2020
n-Tier Adds Brokers to its CAT Reporting Client Base
May 13, 2020
FIF Launches CAT Counterparty Contact Utility
April 30, 2020
S3 Certified for CAT Production by FINRA
April 27, 2020
SEC Provides for Phased CAT Broker-Dealer Reporting Timelines with Conditional Exemption for Impacts of COVID-19
April 21, 2020
The Regulators’ Dilemma
April 15, 2020
CAT Now Open for Reporting by Broker-Dealers
April 14, 2020
1
2
Page 1 of 2
✕
SUBSCRIBE FOR TRADERS MAGAZINE EMAIL UPDATES
[activecampaign form=12]
