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Thursday, November 21, 2024
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Traders Magazine
DEPARTMENTS
All
ALGOS/DMA
Brokerage
Buyside
Cannabis
Clearing
Commentary
commissions/TCA
crossing networks
Cryptocurrencies
Digital Assets
Equities
ETFs
Fixed Income
foreign exchange
FX
Options
People
Regulation
Technology
Trading Reimagined
Trading Venues
Broadridge Significantly Enhances Structured Product Trading Capabilities
The Rise of Retail – The US Perspective: The Full Picture of On-Exchange Retail Trading
Northern Trust Launches Enhanced Collateral Management Solution
TrendSpider Launches AI Strategy Lab
FLASH FRIDAY
TECH TUESDAY
Newsletter
Tag: finra
Finra Appoints Murray, Jensen and Noll to Leadership Positions
July 2, 2020
FINRA Announces Passing of Thomas Gira, EVP, Market Regulation and Transparency Services
June 23, 2020
Report From FINRA Board of Governors Meeting – June 2020
June 19, 2020
ASA Sues Over SEC Audit Trail Privacy
May 20, 2020
Is It Time to Start Including “Odd Lot” Trades in Evaluated Prices?
May 20, 2020
S3 Certified for CAT Production by FINRA
April 27, 2020
Reg BI – By the Way
April 17, 2020
The Challenge of Supervising in a “Shelter at Home” Environment
April 14, 2020
Reforming the SIP with Odd Lots and Competing Consolidators
March 26, 2020
Finra Issues No Action Letter for CAT Filing
March 17, 2020
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